AVP - Global Financial Crimes Internal Audit
Core
Execute independent assurance and consulting activities to assess the effectiveness of governance, risk management, and control processes for financial crimes compliance.
Role type
Senior IC internal audit manager (financial crimes)
Builds
Audit reports, workpapers, and validated remediation plans for financial crimes projects
Domain
Banking / Financial Services / Regulatory Compliance
Required skills
Financial crimes risk assessment, BSA/AML/OFAC compliance, internal audit methodology, regulatory change management, control testing, workpaper documentation, stakeholder interviewing, risk identification, audit reporting, data analytics
Preferred skills
Chartered Accountant (CA), Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), advanced degree
Technologies
MS Office, audit data analytics tools
Responsibilities
Evaluate design and operational effectiveness of financial crimes controls, lead walkthrough meetings and interviews with business stakeholders, generate insightful observations on risk management practices, prepare workpapers and audit reports adhering to regulatory standards, identify control weaknesses and escalate findings, complete audit engagements on a timely basis
Seniority
Senior, hands-on IC