CQA Lead Analyst - Fiduciary
Core
Administer and execute testing activities within the Independent Risk Review and Assessment (IRRA) second line organization to confirm compliance with fiduciary/trust requirements and applicable laws.
Role type
Senior IC compliance quality assurance analyst (fiduciary)
Builds
Risk management framework and compliance testing reports for WCIB Business Units
Domain
Banking / Fiduciary Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Fiduciary principles knowledge, Risk assessment, Compliance testing, Regulatory examination, Control evaluation, Project management
Preferred skills
Trust administration, Discretionary investment management, Legal background, Professional certifications (trust/compliance/audit/risk), JD
Technologies
N/A
Responsibilities
Partner with Business Units to create and maintain risk management frameworks, Identify control and process weaknesses through testing, Recommend solutions to mitigate compliance risks, Communicate testing results and draft reports, Provide oversight and coaching to supporting analysts
Seniority
Senior, hands-on IC
