Compliance Officer - US
Core
US compliance officer for a global hedge fund, providing real-time advice and managing the US trading compliance programme.
Role type
Senior IC compliance officer (financial services)
Builds
US trading compliance programme and regulatory reporting
Domain
Hedge funds / Financial services / US regulatory compliance
Required skills
US trading compliance, regulatory reporting, conflicts management, compliance monitoring, surveillance, PA Dealing
Preferred skills
Hedge fund experience, senior stakeholder interaction
Technologies
N/A
Responsibilities
Provide real-time compliance advice, maintain US trading compliance programme, conduct compliance monitoring and surveillance, oversee global compliance programme, execute core compliance tasks (PA Dealing, Regulatory Reporting/Filings, Conflicts)
Seniority
Senior, hands-on IC
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