Compliance and Operational Risk Specialist - CFO
Core
Executes second line of defense compliance and operational risk oversight for CFO Capital activities, focusing on market risk capital calculations, governance, controls, and regulatory reporting.
Role type
Senior IC compliance and operational risk specialist
Builds
Independent risk management reporting and regulatory compliance for market risk capital
Domain
Financial services / Capital Markets / Regulatory Compliance
Required skills
Capital Risk, Market Risk, Compliance, Operational Risk, Regulatory Reporting, Risk Assessment, Control Evaluation, Root Cause Analysis, Policy Implementation, Regulatory Monitoring
Preferred skills
None stated
Technologies
None stated
Responsibilities
Engage in independent compliance and operational risk oversight of Front Line Unit performance and third-party relationships; Assess risks and effectiveness of Front-Line Unit processes and controls; Identify and escalate compliance or operational risk issues; Develop independent risk management reporting; Respond to regulatory inquiries and audits; Monitor regulatory environment for changes
Seniority
Mid-level, hands-on IC
