EAC Compliance & Operational Risk Specialist - Regulatory Reporting
Core
Provide independent second-line oversight of Transaction Reporting (TR) and Enterprise Position Monitoring & Disclosures (EPMD) regulatory processes across the Americas.
Role type
Senior IC compliance and operational risk specialist (regulatory reporting)
Builds
Regulatory reporting submissions and control frameworks for TR and EPMD
Domain
Financial services / Regulatory compliance
Deliverable
dashboards & analysis
Required skills
Regulatory reporting expertise, Risk assessment, Issue remediation, Data testing, Process analysis, Legal interpretation
Preferred skills
Global Markets experience
Technologies
None stated
Responsibilities
Conduct independent review and challenge of TR and EPMD activities; Support regulatory change implementation and issue remediation; Perform monitoring and targeted assessments of controls; Support second-line data testing for reporting accuracy; Review and challenge risk assessments and control self-assessments; Partner with stakeholders to implement regulatory requirements.
Seniority
Mid-Senior, hands-on IC
