Registered Wealth Management Client Associate
Core
Provides client service support to Financial Advisors by acting as the primary point of contact for client service needs, ensuring material accuracy, and promoting banking integration.
Role type
Wealth Management Client Associate
Builds
Client service solutions and banking integration for individual and institutional clients
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
FINRA Series 7, Series 66, Series 63, Series 65, SIE, investment product knowledge, client relationship management, operational compliance, Salesforce proficiency, Microsoft Office suite
Preferred skills
client experience, fast-paced environment adaptability, detail orientation, continuous learning commitment, sound judgment, verbal and written communication
Technologies
Salesforce, Microsoft Word, Microsoft Excel, Microsoft PowerPoint
Responsibilities
Educate clients on bank service and banking offerings, ensure timeliness and accuracy in client materials, assist with policy alignment and risk management, identify and deepen client relationships, support team activities and coverage needs
Seniority
Entry-level to Mid-level, individual contributor