Registered Wealth Management Client Associate
Core
Provides client service support to Financial Advisors by acting as the primary point of contact for client service needs, ensuring timely and accurate delivery of materials, and promoting the integration of banking services into client practices.
Role type
Wealth Management Client Associate (Client Service Support)
Builds
Client relationships and integrated banking solutions for individuals, companies, and institutions
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
FINRA Series 7, Series 66 (or 63/65), SIE, investment product knowledge, client relationship management, operational compliance, Salesforce proficiency, Microsoft Office suite
Preferred skills
client experience, fast-paced environment adaptability, detail orientation, continuous learning commitment, sound judgment, business development
Technologies
Salesforce, Microsoft Word, Microsoft Excel, Microsoft PowerPoint
Responsibilities
Educate clients on bank service and banking offerings, ensure timeliness and accuracy in client materials, assist with policy alignment to manage risk, identify and deepen client relationships, support team activities including coverage during absences
Seniority
Individual Contributor, entry to mid-level