Job
Core
Maintain the company's compliance framework, ensure adherence to regulatory requirements, mitigate risks, and advise senior stakeholders on regulatory changes and best practices.
Role type
Senior Compliance Officer
Builds
Compliance policies, procedures, risk assessments, regulatory reports, and training programs
Domain
Fintech / Financial Services / Regulatory Compliance
Required skills
Regulatory compliance knowledge, risk assessment, policy creation, stakeholder advisory, regulatory reporting, training program management, knowledge of FCA/SCB/MiFID II/AML regulations, corporate governance understanding, market and asset class knowledge
Preferred skills
ICA certification, CISI certification, experience in banking, consulting, or large international CFD firms
Technologies
FCA, SCB, MiFID II, AML regulations
Responsibilities
Maintain and update compliance policies and procedures; conduct risk assessments and advise on mitigation; prepare and submit regulatory reports; liaise with regulatory bodies and external auditors; manage annual compliance training programs; advise on regulatory changes; collaborate with teams as an internal regulatory advisor; assist with onboarding and periodic reviews with banks and counterparties
Seniority
Senior, hands-on IC
