Registered Client Service Associate
Core
Provide dedicated support to high-producing financial advisors by preparing portfolio materials, building financial plans, and managing client interactions to retain and develop relationships.
Role type
Senior IC client service associate (financial planning)
Builds
Financial plans, client meeting materials, and new business documentation for Ameriprise Financial advisors
Domain
Financial services / Wealth management
Deliverable
product features
Required skills
Financial planning, investment research, trade execution, data entry, meeting coordination, new business paperwork processing, expense management, client correspondence, time management, computer software proficiency
Preferred skills
Series 7, State securities agent registration, State IAR registration, Life/Health/Variable licenses
Technologies
Contact manager, financial planning software, compliance documentation tools
Responsibilities
Assist advisor in servicing clients including preparing financial plans, conducting investment research and completing trades and transactions; Prepare and summarize client meetings by scheduling, entering data, building agendas, and providing follow-up; Prepare and ensure new business paperwork is successfully submitted including forms, signatures, and documentation tracking; Provide general administrative duties such as answering phones, processing expense reports, and setting up client files