Senior Investment Compliance Analyst
Core
Ensure investments comply with City, State, and Federal laws and guidelines for NYC pension systems.
Role type
Senior Investment Compliance Analyst
Builds
Compliance workflows and metrics for the Bureau of Asset Management
Domain
Public sector finance / Pension fund management
Deliverable
dashboards & analysis
Required skills
Regulatory compliance, investment policy analysis, due diligence, trade error monitoring, questionnaire management, metrics creation
Responsibilities
Perform compliance-related operational due diligence and disclosure form review on manager recommendations; Resolve non-compliant portfolio trades; Serve as liaison for the Systems' Custodian; Monitor and report trade errors; Oversee the Annual Compliance and Ethics Questionnaire; Create comprehensive metrics for compliance functions.
Sourced via smartrecruiters · Listed on CareerPlan, which tracks 901,000+ jobs from 20+ sources.