Legal & Compliance - Conflicts Clearance, VP
Core
VP-level legal and compliance professional managing conflicts clearance, restricted/watch lists, and information walls for a global alternative asset manager.
Role type
VP, Legal & Compliance (Conflicts Clearance)
Builds
Information walls, restricted/watch lists, and compliance systems for a $1.3T AUM firm.
Domain
Alternative Asset Management (Private Equity, Real Estate, Credit, etc.)
Required skills
Conflicts identification, transaction evaluation, wall-crossing management, trade surveillance, regulatory policy implementation, stakeholder communication, system enhancement, analytical judgment, issue-spotting
Preferred skills
Experience in control room environments, creativity, initiative, attention to detail
Technologies
Compliance systems, trade surveillance tools, document management systems
Responsibilities
Evaluate transactions for restricted/watch list placement, communicate with legal/compliance groups and deal teams, identify and escalate transactional conflicts, analyze firm touchpoints for conflicts of interest, formulate recommendations for conflict resolution, document conflict clearance analysis, obtain deal updates from investment teams, manage wall-crossing requests, review trade pre-clearances, assist with personal trading pre-clearances, enhance conflicts documentation systems
Seniority
VP, strategic oversight & hands-on execution