Consumer Transaction Monitoring Investigator
Core
Investigate AML alerts and suspicious financial activity to mitigate financial crime risks and determine SAR filings.
Role type
Senior IC compliance investigator (transaction monitoring)
Builds
Suspicious Activity Reports (SARs) and risk mitigation decisions
Domain
Financial services / Anti-Money Laundering (AML)
Deliverable
client delivery
Required skills
AML alert review, SAR preparation, regulatory knowledge (BSA, OFAC, FinCEN), risk assessment, transaction data analysis, Excel
Preferred skills
CAMS or ICA certification, OSINT techniques, end-to-end transaction monitoring/KYC/screening/fraud operations, narrative writing
Technologies
Manual and automated case management systems, Excel
Responsibilities
Perform AML alert/case reviews, apply research techniques to analyze complex information sets, conduct end-to-end reviews of suspicious activity, assess customer profiles and client data, document findings in narrative format, make determinations for potential SAR filings