Regulatory Compliance Officer
Core
Second line of defence role managing compliance with regulatory requirements, internal policies, and procedures for a global fintech firm.
Role type
Senior IC Regulatory Compliance Officer
Builds
Robust and compliant operating environment through policy development, regulatory advisory, and staff training.
Domain
Fintech / Financial Services / Regulatory Compliance
Required skills
Regulatory interpretation, policy drafting, regulatory impact assessment, stakeholder liaison, training delivery, risk monitoring
Preferred skills
Independent work, challenging senior management, international environment adaptability, multi-initiative management
Technologies
MS Office Suite, Google Suite
Responsibilities
Develop and implement compliance programmes; Provide regulatory advisory on financial regulations; Conduct regulatory impact assessments; Liaise with regulatory bodies and central banks; Develop and deliver staff training on compliance obligations; Monitor regulatory changes across jurisdictions
Seniority
Mid-Senior, hands-on IC