Compliance Analyst
Core
Managing day-to-day compliance activities, regulatory stakeholder management, open issue tracking, and preparing deliverables for governance meetings and regulators.
Role type
Compliance Analyst
Builds
Compliance reports, regulatory deliverables, and training materials
Domain
Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory stakeholder management, compliance testing, data coordination for audits, regulatory interpretation, risk assessment collaboration, compliance training delivery
Preferred skills
Understanding of business line operating processes and products
Responsibilities
Coordinate with Business Units during regulatory inspections and audits, interpret regulatory advice, stay current on regulatory environment, handle regulator queries and data requests, perform compliance testing, collaborate with Risk and Legal on risk mitigation, create compliance culture through training
Seniority
Individual Contributor