Secretarial & Compliance
Core
Organize board meetings, manage statutory filings, ensure regulatory compliance, and oversee corporate governance for a financial services entity.
Role type
Senior Company Secretary (Compliance & Governance)
Builds
Statutory filings, annual reports, governance policies, and regulatory compliance frameworks
Domain
Financial Services / Corporate Governance
Required skills
Company Secretary qualification, knowledge of MCA/RBI/IRDAI regulations, audit coordination, MIS reporting, SOP development
Preferred skills
Experience with NCD listing, ESOP scheme management, AML reporting, insider trading compliance
Technologies
Compliance tools, Structured Digital Database (SDD), MIS systems
Responsibilities
Prepare agendas and track filings for Board and Committee meetings; Coordinate Statutory Audit and Internal Audit requirements; Manage appointment and cessation of Directors and KMPs; Ensure compliance with SEBI, RBI, NHB, and IRDAI regulations; Oversee FIU reporting based on AML alerts; Lead initiatives for governance reviews and documentation.