Senior Manager, Regulatory Compliance & Monitoring
Core
Senior leader driving regulatory compliance and monitoring agendas, specifically focusing on regulatory reporting compliance, risk management, and governance within a securities exchange.
Role type
Senior Manager, Regulatory Compliance & Monitoring
Builds
Enterprise-wide regulatory reporting frameworks, risk management policies, and compliance monitoring systems for a critical market infrastructure.
Domain
Financial Services / Securities Exchange / Regulatory Compliance
Required skills
Enterprise risk management frameworks, regulatory reporting compliance, risk assessment and mitigation, stakeholder influence and negotiation, governance forum management, operational risk culture improvement, strategic direction setting.
Preferred skills
Legal expertise in financial industry, large-scale enterprise risk transformation, 3 lines of defence experience, RBA Financial Stability Standards knowledge, Licensee Compliance Reporting experience.
Technologies
Risk management tools, regulatory reporting systems, governance platforms.
Responsibilities
Develop and implement enterprise-wide regulatory reporting compliance approaches; manage Regulatory Reporting Risk including assessments and controls; monitor and report on the implementation of Regulatory Reporting Standards; advise senior management on regulator reporting posture; challenge business solutions against regulatory best practices; present regulatory reporting posture to internal and external stakeholders.
Seniority
Senior Manager, strategic influence & operational delivery
