Specialist: Ethics & Conduct Risk
Core
Design and implement ethics programs, policies, and governance frameworks to ensure compliance with ethical guidelines and legal regulations across the financial services group.
Role type
Specialist, Ethics & Conduct Risk
Builds
Ethics and conduct toolbox covering strategy, policy, process, procedures, standards, guidelines, training, objectives, metrics, and governance
Domain
Financial services / Risk Management
Required skills
Ethics program development, Risk management, Regulatory compliance, Investigation handling, Training program delivery, Stakeholder management, Business process understanding, Financial services knowledge, Governance management, Metrics and indicators development
Preferred skills
Corporate responsibility, Ethics program impact assessments, Executive influence, Complex organization navigation
Technologies
Data Management (Administration), Project Management
Responsibilities
Design and develop an ethics program aligning with strategic objectives; Create and guide implementation of an ethics and conduct toolbox; Establish and monitor governance for ethics management; Provide guidance and training on ethics and conduct matters
Seniority
Specialist, mid-level IC