Global Infrastructure Research – Associate/Vice President, Risk Management (New York)
Core
VP-level role strengthening governance, operational, conduct, and reputational risk frameworks for Morgan Stanley's Americas Research Risk Management team.
Role type
Senior IC risk management professional (VP)
Builds
Global risk control frameworks and incident resolution processes for investment research
Domain
Financial services / Investment research / Risk management
Deliverable
dashboards & analysis
Required skills
Risk management, incident management, policy development, audit support, root cause analysis, change management, stakeholder management, project management, critical thinking, Microsoft platforms
Preferred skills
Securities markets knowledge, SEC/FINRA regulations, Agile principles, automation
Technologies
Microsoft platforms, Zoom, Teams
Responsibilities
Supervise day-to-day risk controls, monitor and improve control frameworks, maintain policies and procedures, lead supervisory platform projects, assist with audits and compliance assessments, manage complex risk incidents and escalations, implement department initiatives through operational analysis
Seniority
VP, hands-on leadership & strategy
