Wealth Management Associate
Core
Senior service team member supporting Financial Advisors in delivering exceptional client experiences, managing client service functions, and assisting with business development and operational tasks.
Role type
Senior Wealth Management Associate (Client Service & Operations)
Builds
Client service model, client relationships, and operational support for Financial Advisor teams
Domain
Wealth Management / Financial Services
Deliverable
client delivery
Required skills
Financial services product knowledge (equities, bonds, options, mutual funds, annuities, insurance), Series 7/66/63/65 licenses, MS Excel proficiency, client relationship management, financial planning support, digital marketing execution, meeting preparation, order entry
Preferred skills
Four-year college degree, leadership skills, adaptability, multi-tasking, goal orientation
Technologies
Firm-approved financial planning systems, MS Office (Excel), digital marketing platforms, MS Online
Responsibilities
Cultivate relationships with business partners and colleagues; support FAs/PWAs in enhancing client relationships; prepare for client meetings and track follow-ups; execute money movement transactions and enter orders; assist with digital and in-person marketing strategies; prepare and review client reports and financial plans; participate in client meetings representing the service lens.
Seniority
Senior, hands-on IC