Senior Tester, Global Compliance Testing
Core
Execute second line of defense compliance testing and evaluate control effectiveness across business areas to ensure adherence to internal policies and regulatory requirements.
Role type
Senior IC compliance tester (risk management)
Builds
Compliance testing reports and evidence documentation for business units
Domain
Financial services / Regulatory compliance
Deliverable
dashboards & analysis
Required skills
Risk-based testing, control evaluation, regulatory analysis, documentation, sample selection, walkthroughs
Preferred skills
GRC platform usage, data analytics, broker-dealer/insurance regulatory knowledge
Responsibilities
Execute risk-based compliance testing engagements, evaluate design and operating effectiveness of key controls, document testing activities and findings in GRC platforms, analyze results to identify control deficiencies and emerging risks, draft testing reports summarizing procedures and issues
Seniority
Senior, hands-on IC
