Transitions Associate
Core
Coordinate advisor transition activities from recruitment through registration readiness and implementation, serving as the primary point of contact for advisors.
Role type
Associate, operational support for advisor recruitment and transitions
Builds
Advisor transition plans and operational support for recruitment lifecycle
Domain
Wealth management / Financial services
Deliverable
client delivery
Required skills
Project coordination, regulatory knowledge (registration/licensing), stakeholder management, process documentation, risk mitigation, cross-functional collaboration
Preferred skills
Experience in wealth management recruiting support, knowledge of CIRO registration requirements
Technologies
None stated
Responsibilities
Coordinate advisor transition activities from recruitment through registration readiness; Support recruitment efforts by providing transition guidance and due diligence coordination; Develop and execute transition plans tailored to advisor requirements; Partner with Compliance, Registration, Supervision, Operations, Technology, Legal, Training, and Business Development teams; Monitor transition activities and escalate issues; Contribute recommendations to improve transition processes
Seniority
Associate, entry-level to mid-level operational role
