Wholesale Banking & GM Comp Advisory Spc
Core
Ensure business activities comply with regulatory requirements including financial crime, anti-money laundering, anti-bribery, corruption, data privacy, and sanctions.
Role type
Business Unit Compliance Specialist
Builds
Compliance support and expertise for business lines
Domain
Banking / Financial Services
Deliverable
client delivery
Required skills
Regulatory compliance, risk mitigation, transaction vetting, internal guideline application
Preferred skills
None stated
Technologies
None stated
Responsibilities
Ensure all activities comply with regulatory requirements; ensure business activities follow necessary rules and regulations; ensure firm complies with legal and regulatory boundaries; provide compliance support and expertise to business lines; vet proposed transactions considering internal guidelines and regulatory requirements to mitigate risk.
Seniority
None stated