Mgr/SO, Risk & Control, AML Operations - Preparer-1
Core
Conduct in-depth research and analysis to verify the legitimate source of wealth for designated customers and prepare accurate Source of Wealth (SOW) reports.
Role type
Senior IC AML operations analyst (Source of Wealth)
Builds
Source of Wealth reports and account relationship recommendations
Domain
Banking / Anti-Money Laundering (AML)
Required skills
AML regulations knowledge, financial data analysis, report writing, stakeholder collaboration, regulatory compliance, research tools proficiency, problem-solving
Preferred skills
CAMS certification, process improvement initiatives
Technologies
Public records databases, open-source intelligence tools, regulatory databases, financial databases
Responsibilities
Identify and verify the legitimate source of wealth for designated customers, Analyze complex financial information and legal documents to construct narratives, Prepare clear and well-supported Source of Wealth (SOW) reports, Identify and escalate potential red flags or suspicious activity, Assess findings and recommend account relationship outcomes, Maintain meticulous records of research and documentation
Seniority
Mid-level, hands-on IC
