Associate
Core
Administrative support for Investment Advisors in a wealth management branch, handling client account management, inquiries, and trade settlements.
Role type
Associate (Administrative Support)
Builds
Client account files, trade settlements, and client review presentations
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
Client account management, Trade settlement processing, Client inquiry handling, Document preparation, Microsoft Office proficiency, Regulatory course completion (CSC, CPH)
Preferred skills
Dominion Securities or Retail Brokerage experience
Responsibilities
Service incoming client contacts via phone and email, Support advisors in client account administration, Prepare client reviews and presentations, Request client documentation for account opening, Follow up on client trades for settlement, Monitor pending transfers for timely completion