Supervisory Analyst
Core
Review equity, commodity, and research materials for global regulatory compliance and ensure content meets firm guidelines.
Role type
Supervisory Analyst (Compliance & Operations)
Builds
Research products for global distribution
Domain
Financial Services / Capital Markets
Required skills
FINRA Series 16 license, Microsoft Office proficiency, regulatory compliance knowledge, project management, attention to detail
Preferred skills
Equity analyst experience, Supervisory Analyst experience, Blue Matrix familiarity
Responsibilities
Review research materials for regulatory compliance, coordinate formatting and distribution of research products, partner with Research Management and Legal on operational issues
Seniority
Mid-level, hands-on IC
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