Regulatory Compliance, Principal
Core
Managing regulatory compliance for Blue Owl's BDCs, registered closed-end funds, and public company platforms under the Investment Company Act of 1940, while overseeing board governance and cross-functional initiatives like ESG and cybersecurity.
Role type
Principal Regulatory Compliance Officer (Investment Management)
Builds
Compliance frameworks, governance processes, and regulatory reporting for private equity and public investment vehicles
Domain
Asset Management / Private Markets / Investment Company Act of 1940
Deliverable
client delivery
Required skills
Investment Company Act of 1940 expertise, Board governance oversight, D&O compliance management, regulatory monitoring, fee and expense governance, new product compliance support, strategic initiative leadership
Preferred skills
Private markets experience, BDC or closed-end fund background, public company board support
Technologies
None stated
Responsibilities
Lead 1940 Act compliance for BDCs and registered funds; Manage D&O compliance and director obligations; Coordinate Board and Audit Committee processes; Monitor SEC guidance and advise on policy updates; Develop compliance programs for new products; Own fee and expense governance frameworks; Drive strategic compliance initiatives and mentor staff
Seniority
Principal, strategic advisor & mentorship