Business Trainee
Core
Business Trainee supporting the Global Regulatory Reporting team in preparing regulatory filings, monitoring reporting processes, and contributing to process improvements and automation within Global Compliance.
Role type
Business Trainee (Regulatory Reporting)
Builds
Regulatory reports and disclosures for US regions (SEC filings)
Domain
Financial Services / Investment Management / Regulatory Compliance
Required skills
Analytical skills, Attention to detail, Financial market knowledge, Financial product knowledge, Mutual fund industry knowledge, MS Office proficiency, Data extraction and analysis
Preferred skills
Understanding of global regulatory changes, Order Management Systems experience (CRD, Bloomberg), Process standardization knowledge
Technologies
Bloomberg, CRD, MS Office
Responsibilities
Prepare documentation to support substantial shareholding reporting, Conduct analysis on day-to-day monitoring and reporting processes, Perform daily activities in preparation of periodic regulatory US filings with SEC, Stay current of global regulatory changes and update procedures, Identify and review requests from external parties, Coordinate and prioritize operations or projects
Seniority
Entry-level / Trainee
