Sr Analyst - Surveillance

Chicago, IL, US💼 Full-time💰 $98,175–$98,175🗓 2026-09-25 → 2026-09-29

Core

Analyze daily and pattern-based trading activity on Cboe Exchanges to detect potential violations of Cboe and SEC rules and policies.

Role type

Senior Surveillance Analyst

Builds

Regulatory compliance and market integrity for Cboe Exchanges

Domain

Financial markets, regulatory compliance, trading surveillance

Required skills

Securities and trading industry experience, quantitative and qualitative analysis, MS Excel proficiency, regulatory rules knowledge, investigative techniques

Preferred skills

Derivatives experience, Trade Surveillance software experience, AI tools for workflow, relational databases (SQL, VBA, Access)

Technologies

Cboe Exchanges systems, Trade Surveillance software, SQL, VBA, Access

Responsibilities

Review daily and pattern-based surveillance alerts, maintain understanding of regulatory environment and systems, assist in maintaining internal policies, collaborate with Regulatory Technology and Investigations teams, respond to SEC inquiries, mentor junior staff

Seniority

Senior, hands-on IC with mentorship

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About cboe

Cboe is seeking a Director, Assistant General Counsel – Intellectual Property to provide legal support globally to all levels of the organization regarding intellectual property. This position will also provide legal support with respect to emerging risks, as well as other regulatory frameworks applicable to global exchange operators. In fulfilling these duties, this position will also collaborate with and manage outside counsel and other experts as necessary. Further, depending on the division’s needs and the individual’s interests, the position may also provide the opportunity to gain experi