Internal Audit Markets, Custody, Reconciliation & APAC - Technology Controls, Vice President
Core
Lead risk-based technology audits for Markets, Custody, Reconciliation, and APAC operations, providing independent assurance over ITGCs, application controls, and automated processes.
Role type
Senior IC Vice President, Internal Audit (Technology Controls)
Builds
Independent assurance reports and risk mitigation strategies for critical front-to-back business functions.
Domain
Financial Services / Capital Markets / Technology Risk
Required skills
IT General Controls (ITGCs), application controls, cybersecurity, data governance, operational resilience, stakeholder management, strategic risk assessment, team leadership, regulatory compliance knowledge
Preferred skills
Cloud computing, SDLC, change management, access management, emerging technology risk assessment
Technologies
Trading platforms, custody systems, securities processing, automated reconciliation tools
Responsibilities
Lead risk assessments and develop risk-based audit plans; Execute technology audits on ITGCs and automated processes; Assess technology risks in trading and custody systems; Review audit workpapers for quality and alignment; Identify control deficiencies and emerging risks; Draft and communicate audit observations to senior management; Partner with stakeholders to monitor remediation; Coach and mentor junior audit professionals.
Seniority
Vice President, Senior leadership with team management
