Transfer Agency, Associate 2
Core
Handle investor queries, process trade confirmations and monthly statements, and manage investor transactions for asset management and fund administration firms.
Role type
Associate 2 Transfer Agency Specialist
Builds
Investor transaction records and compliance reports for fund managers and regulatory authorities
Domain
Financial Services / Asset Management / Fund Administration
Required skills
Investor transaction processing, Record maintenance, AML compliance checks, Client query resolution, Excel proficiency, Regulatory reporting
Preferred skills
Mutual Fund knowledge, Capital Market knowledge, MS Office proficiency
Responsibilities
Respond to investor and client queries via phone and email, Handle daily investor transactions (subscriptions, redemptions, transfers, switches), Maintain and update investor records, Perform due diligence and monitor for suspicious activities, Prepare periodic and ad-hoc reports, Process and archive legal and compliance documents
Seniority
Associate 2, operational execution