Markets Records Specialist
Core
Specialist adviser on record governance and regulatory record-keeping within the Markets Division, ensuring compliance with enterprise policy and regulatory obligations.
Role type
Manager, Records Governance & Compliance
Builds
Sustainable record governance processes, controls, and reporting frameworks for the Markets Division
Domain
Financial Services / Regulatory Compliance
Required skills
Records lifecycle management, regulatory record-keeping, governance framework design, risk assessment, stakeholder influence, policy translation, audit readiness, tool implementation, KPI definition, training delivery
Preferred skills
Financial markets domain knowledge, Microsoft Purview/iARM experience, complex environment navigation, cultural change leadership
Technologies
Microsoft Purview, iARM
Responsibilities
Advise on record governance and regulatory requirements; manage records management risk; embed record ownership and retention policies; translate policies into business processes; assess controls and track remediation; implement records management tooling; oversee record inventories and legal holds; report governance KPIs and insights; partner with Risk, Compliance, Legal, and Technology; coordinate with Group functions; support audits; deliver training and foster communities of practice.
Seniority
Manager, hands-on IC with strategic oversight