Consultant, Transfer Agency (AML)
Core
Review investor documentation for AML compliance, escalate complex cases, monitor cash releases, and prepare audit files for a third-party fund administration service.
Role type
Senior AML Analyst / Transfer Agency Consultant
Builds
Investor account servicing and fund administration processes
Domain
Financial Services / Anti-Money Laundering (AML)
Deliverable
client delivery
Required skills
AML compliance analysis, investor documentation review, cash monitoring, audit file preparation, IT system flow understanding, MS Office proficiency
Preferred skills
Transfer Agency experience, financial markets knowledge, French or German language skills
Responsibilities
Review investor documentation for AML adherence, escalate unresolved or complex AML cases, monitor daily cash transactions for release approval, draft PEP and escalation forms, prepare audit responses, maintain relationships with AML teams in Ireland and India
Seniority
Senior, hands-on IC
