Associate Specialist (Lead) Control Testers x 3 - Chief Control Office
Core
Lead execution of risk-based control testing, quality review of workpapers, and remediation tracking for First Line of Defense controls across financial services operations.
Role type
Senior IC control tester / risk specialist
Builds
Control test plans, test results, dashboards, and issue remediation status reports
Domain
Financial services / Risk management / Compliance
Required skills
Control testing execution, quality review of workpapers, stakeholder engagement, risk-based analysis, issue remediation tracking, reporting, mentoring
Preferred skills
Fund accounting, transfer agency experience, deep understanding of control frameworks
Technologies
N/A
Responsibilities
Lead controls testing execution including walkthroughs, design, and operating effectiveness testing; Perform quality review over testing workpapers; Act as lead representative to engage stakeholders; Support testers to ensure effective and efficient testing; Monitor testing phases and escalate significant deficiencies; Compile and socialize monthly, quarterly, or annual reporting including test results and remediation status; Assist in identification and escalation of follow-ups and potential deficiencies; Work with business partners to obtain and track issue remediation action plans
Seniority
Senior, hands-on IC with mentoring responsibilities
