AML/KYC Quality Control and Testing Specialist
Core
Execute quality control reviews and control testing activities for AML/KYC onboarding, periodic reviews, event-driven reviews, and Enhanced Due Diligence (EDD) to ensure regulatory compliance and operational standards.
Role type
AML/KYC Quality Control and Testing Specialist
Builds
Independent assurance over AML/KYC control environment and compliance with regulatory expectations
Domain
Financial Services / Anti-Money Laundering (AML) / Know Your Customer (KYC)
Deliverable
dashboards & analysis
Required skills
AML/KYC regulations (CIP, CDD, EDD), control testing methodologies, risk-based review, root cause analysis, management reporting, issue tracking, complex customer structure evaluation
Preferred skills
Financial crime compliance, risk management, quality assurance principles, analytical and investigative skills
Technologies
Microsoft Excel, Word, PowerPoint
Responsibilities
Perform risk-based quality control reviews of AML/KYC files; Execute testing of AML/KYC controls; Evaluate completeness and accuracy of customer due diligence documentation; Identify and document testing findings and control weaknesses; Support root cause analysis activities; Track testing findings and remediation actions to closure; Contribute to governance reporting and trend analysis; Assist in developing testing methodologies and procedures; Partner with KYC Operations and Risk teams for remediation.
Seniority
Mid-level, hands-on IC
