Compliance Advisor Senior Manager
Core
Senior Manager providing strategic compliance support and risk management for the 'New to Credit' credit card business segment.
Role type
Senior Manager, Second Line of Defense Compliance Advisor
Builds
Compliant credit card products and services for new-to-credit customers
Domain
Financial Services / Credit Card Operations / Regulatory Compliance
Required skills
Compliance risk management, regulatory law interpretation, control assessment, UDAAP validation, internal audit review, policy development, remediation strategy, governance reporting, stakeholder advisory
Preferred skills
Juris Doctor (J.D.), CRCM/ACAMS/CIPP certification, Card Operations expertise, Systems and Platforms knowledge
Technologies
Compliance testing frameworks, UDAAP validation tools, Internal Audit systems
Responsibilities
Provide proactive advisory during product development lifecycle; Partner with business leaders to integrate compliance risk into strategy; Identify and guide remediation of internal/external risks; Review control assessments for accuracy; Evaluate audit and regulatory exam issues; Advise on compliance requirements for new products and processes; Support development of Compliance Program monitoring and training; Conduct targeted validations on regulatory controls; Participate in senior leadership reporting and governance activities.
Seniority
Senior Manager, strategic thought partner