Regional Manager, Compliance, Private Wealth
Core
Design and deliver regulatory compliance programs and governance controls for a business group within a Tier 1 bank, ensuring adherence to risk appetite and regulatory obligations across multiple risk types.
Role type
Senior IC Regional Manager, Compliance
Builds
Internal control systems, risk management frameworks, and compliance programs for business units
Domain
Banking / Financial Services / Regulatory Compliance
Required skills
Regulatory interpretation, risk management, program management, stakeholder management, change management, audit support, training development, policy design, data analysis, strategic planning
Preferred skills
Experience as Primary Business Unit Compliance Officer (BUCO) or Anti-Money Laundering Reporting Officer, knowledge of Credit/Counterparty, Liquidity, Market, and Environmental & Social risks
Technologies
Risk Management Frameworks, Compliance Automation Tools, Regulatory Databases
Responsibilities
Design and coordinate implementation of risk management programs and controls; interpret regulatory requirements and identify gaps; monitor industry developments and update programs; support internal and external audits and regulatory examinations; develop and deliver training and awareness programs; manage exception requests and track performance; act as BUCO or AML Reporting Officer as needed.
Seniority
Senior, hands-on IC with team leadership