Senior Advisor, Legal and regulatory compliance
Core
Design, institute, and coordinate the legal and regulatory compliance framework to ensure organizational standards and officer/employee behaviors align with rules.
Role type
Senior IC legal and regulatory compliance advisor
Builds
Compliance frameworks, strategic initiatives, and ethical culture programs for a financial services organization
Domain
Financial services / Legal and regulatory compliance
Required skills
Strategic planning, policy development, stakeholder coordination, complex project management, legal analysis, negotiation, program implementation
Preferred skills
Expert advisory, coaching senior management, cross-sector initiative leadership
Technologies
N/A
Responsibilities
Lead specialized development projects impacting the entire organization; Identify and recommend strategic compliance directions; Advise clients and partners on strategic project execution; Analyze and address major issues for decision-making bodies; Develop and update policies, standards, and programs; Offer compliance programs to promote ethics culture; Represent the unit before senior management committees; Negotiate agreements with external partners
Seniority
Senior, hands-on IC