SR. ASSOC, Specialist, Operations, Sec Svcs-Custody Svcs, Corporate Banking (BL0109)
Core
Execute securities transactions in settlement, corporate action, account opening, and billing for corporate banking clients.
Role type
Senior IC securities operations specialist (custody services)
Builds
Settlements, corporate action processing, fee billings, and holding statements for equities and fixed income instruments
Domain
Banking / Securities Operations
Required skills
Securities operations, settlement processing, corporate action processing, account opening, billing, regulatory compliance (HKMA, MAS, SFC), data maintenance, UAT testing, incident reporting
Preferred skills
CCASS knowledge, SFC rules knowledge, SFO knowledge, HKICL knowledge, MS Office proficiency
Technologies
CCASS, SFC rules, SFO, HKICL
Responsibilities
Execute securities transactions in settlement, corporate action, account opening, and billing; Handle day-to-day settlement (scripless and physical) on equities, fixed income, and other types of instruments; Process voluntary and involuntary corporate action; Process monthly fee billings and collections; Process dispatches of holding statements; Perform static data maintenance and information update; Provide second level client services; Comply with regulatory requirements; Report suspicious or outstanding transactions; Participate in user acceptance test for system enhancements; Participate in project initiatives and business development
Seniority
Senior, hands-on IC
