Senior Compliance Officer
Core
Ensure regulatory compliance, monitor operations, and manage risk for a global trading platform.
Role type
Senior Compliance Officer (Financial Services)
Builds
Compliance frameworks, risk mitigation plans, and regulatory reporting for a trading platform.
Domain
Financial Services / Online Trading / Brokerage
Deliverable
dashboards & analysis
Required skills
Regulatory interpretation, AML/CFT framework implementation, risk assessment, policy review, data analysis, stakeholder management, training development, audit coordination, product governance support, due diligence documentation
Preferred skills
CySEC Advanced Certification, CAMS or ICA certification, experience in online trading or brokerage
Technologies
None explicitly stated
Responsibilities
Monitor legal and regulatory changes; review and update compliance policies; conduct compliance monitoring for AML; investigate client complaints; analyze compliance data and report to management; assess compliance risks; determine reportability to regulators; support product governance and due diligence; provide compliance advice to departments; assist with regulatory audits; develop compliance training programs.
Seniority
Senior, hands-on IC
