Trading & Advisory Ops Analyst
Core
Primary point of contact for sales and service of advisory products, providing trade support for fixed income, equities, mutual funds, and UITs sold by the sales force.
Role type
Trading & Advisory Operations Analyst
Builds
Trade execution support, advisory account setup, and billing reconciliation for financial advisors.
Domain
Financial Services / Securities Trading
Deliverable
client delivery
Required skills
Fixed income product knowledge, Equity product knowledge, Mutual fund knowledge, UIT knowledge, Trade entry and reconciliation, Proposal generation support, Account setup and maintenance, External manager relationship management, Regulatory reporting, Billing data provision
Preferred skills
NetX360 proficiency, Bloomberg proficiency, Series 24 license, Series 53 license
Responsibilities
Accept, record, and enter trades submitted by Financial Advisors; Assist with fixed income product offerings and ladder creation; Review and reconcile trade errors; Process service requests, model changes, and account terminations; Review new advisory account paperwork for accuracy; Provide billing data to Finance.
Seniority
Mid-level, hands-on IC