Managing Director, Global Head of Portfolio Compliance
Core
Establish and lead the strategic direction, governance framework, and operating model for Portfolio Compliance across a global investment platform, serving as a key partner to senior business leaders to ensure investment guidelines and regulatory requirements are implemented effectively.
Role type
Managing Director, Global Head of Portfolio Compliance
Builds
Global investment platform governance and compliance monitoring capabilities
Domain
Asset Management / Investment Operations / Regulatory Compliance
Required skills
Strategic planning, Governance framework design, Risk management, Operational oversight, Organizational change management, Stakeholder management, Team leadership, Process optimization, Regulatory analysis, Data governance
Preferred skills
Technology strategy, Automation implementation, Cross-functional collaboration, Talent strategy, Succession planning
Technologies
Compliance technology, Data governance tools, Automation frameworks
Responsibilities
Establish standards for exception management and root cause analysis, Lead large-scale transformation initiatives focused on automation and process optimization, Build and scale the Portfolio Compliance organization, Monitor trends in compliance exceptions and regulatory developments, Represent the function in governance forums and regulatory inquiries, Oversee management reporting and audit responses
Seniority
Managing Director, Executive Leadership