Corporate Governance Compliance
1,100 open positions
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Equity and Fixed Income Research, Investment Banking, and Capital Markets Compliance Coverage Vice President MsNew York, New York, United States of America $120k–$120k29d Vice President in Global Compliance providing regulatory oversight and risk management for Equity and Fixed Income Research, with occasional support to Investment Banking and Capital Markets.
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Director, Commercial Risk, Underwriting & Portfolio Management CapitaloneRichmond, VA, US $187k–$187k29d Lead regulatory governance and remediation for Commercial Underwriting and Portfolio Management, serving as the resident expert on regulatory matters for commercial credit topics.
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Private Equity Independence Manager RsmNew York $103k–$103k29d Strategic advisor to client service teams on auditor independence matters, providing consultation on the application of independence rules, standards, and policies to complex client relationships, private equity structures, and capital markets transactions.
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2027 Regulatory Compliance Consultant Intern PlantemoranSouthfield, US $0k–$0k29d Intern supporting regulatory compliance engagements for clients, focusing on risk analysis, process testing, and reporting.
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Senior Compliance Manager↗ Emmiera GroupWalsall, ENG, GB $80k–$80k29d Building the compliance framework and regulatory readiness for a new FCA-regulated credit broking business.
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Company Secretary PerpetualSydney, New South Wales 29d Establish and support the Company Secretariat function for a newly formed wealth management business, ensuring high standards of corporate governance across multiple subsidiary boards and committees.
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Juriste Droit Boursier (F/H/NB) UbisoftRennes, Brittany, fr 1mo Senior corporate lawyer specializing in securities law and corporate governance for a publicly listed company.
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Compliance Officer, Surveillance (VN2997)↗ MarexSão Paulo, SP, BR $75k–$75k1mo Monitor trade transactions, review surveillance alerts, and ensure compliance with US financial regulations for Broker Dealer and FCM business lines.
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Banamex - Gerente Sr de Reportes Regulatorios de Cartera Comercial (R04C) - C13↗ CitiCiudad de México, DIF, MX 1mo Senior manager responsible for generating regulatory reports for Banxico and CNBV, coordinating reporting teams, and managing audit requests within the commercial portfolio (R04C) domain.
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Compliance Manager AmeripriseBoston, Massachusetts, US $79k–$79k1mo Support day-to-day compliance needs for Intermediary and Institutional Sales and Distribution business groups, focusing on product, marketing, and sales distribution initiatives.
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Compliance Analyst NubankSão Paulo 1mo Compliance Analyst supporting Prudential regulation, treasury, governance, and accounting regulation for a digital bank in Latin America.
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Senior Advisor, Regulatory Affairs TmxMontreal - 1190 av. des Canadiens-de-Montreal, CA 1mo Senior Advisor supporting rule-making, policy development, and regulatory outreach for derivatives trading at a global exchange.
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Corporate Secretary AirwallexUS - San Francisco 1mo Manage the full spectrum of company secretarial and corporate governance matters for a global fintech's portfolio of licensed entities across 20+ markets.
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Vice President / Senior Vice President, Legal, Brookfield Private Wealth BrookfieldHong Kong 1mo Establish local feeder funds, negotiate distribution agreements with wealth management intermediaries, and provide legal support for Brookfield's private and registered funds in the APAC region.
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Product & Privacy Counsel BrexNew York, NY $189k–$189k1mo Strategic legal leader scaling privacy programs and providing regulatory advice for a fintech platform serving global businesses.
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[쿠팡페이] 개인(신용)정보 보호 최고책임자 (CPO) CoupangSeoul 1mo Leading enterprise-wide privacy and personal credit information protection strategy for a fintech company, ensuring compliance with financial regulations and managing regulatory relations.
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COMPLIANCE ANALYST II - REGULATORY COMPLIANCE InterBANCO INTER 1mo Regulatory Compliance Analyst supporting the Investments front by ensuring regulatory compliance and risk mitigation for a digital bank.
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VP, Compliance Operations↗ Pure InsuranceRemote, US $170k–$170k1mo Senior leader overseeing critical operational compliance functions including Surplus Lines tax/filing, Licensing, and Financial Crimes (sanctions) within an insurance organization.
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Business Analyst Compliance Specialist↗ ScotiabankBogotá, CUN, CO 1mo Compliance & Governance Analyst bridging business operations with regulatory requirements to translate obligations into actionable processes, controls, and documentation.
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Senior Specialist Regulatory Strategy & Readiness EmpowerKS Overland Park $72k–$72k1mo Monitors and analyzes complex financial regulatory developments to anticipate risks, prepare for examinations, and execute regulatory change governance for a financial services firm.
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Los Angeles Legal, Risk and Compliance Intern - 2027 RoberthalfLOS ANGELES $58k–$58k1mo Legal, Risk and Compliance intern collaborating with clients to deliver high-quality solutions for complex business problems in financial services, technology, and healthcare.
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MiFID Private Banking Control Specialist IngRemote 1mo Execute transaction-level and portfolio-level MiFID controls to ensure investor protection and regulatory compliance for Private Banking investment services.
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Deputy Chief Compliance Officer↗ Tidal Financial GroupRemote, US 1mo Lead the next generation of compliance for a leading ETF investment technology platform, modernizing the compliance ecosystem to support the speed and scale of business growth while ensuring investor protection.
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Regulatory Compliance Officer IaQuebec, Quebec, CA 1mo Interpret regulatory requirements and guide business partners on complex compliance matters within the financial services industry.
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Corporate Secretary (Part-time) HAO BIZCON PTE. LTD.Singapore 1mo Manage a portfolio of Singapore-incorporated companies, ensuring compliance with legislation and providing procedural corporate secretarial advisory services.
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Investment Specialist Risk & Governance HostplusMelbourne, Victoria 1mo Design and evolve the Investment Governance Framework, align investment risk settings with board-approved risk appetite, and incorporate regulatory requirements into governance practices.
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Senior Legal Counsel AmpSydney, New South Wales 1mo Provide legal advice and manage regulatory compliance for AMP's Platform business unit, focusing on superannuation wrap products, IDPS, managed investment schemes, and distribution to retail customers.
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Lawyer, Financial Services Regulation Gilbert + TobinSydney, New South Wales 1mo Senior lawyer providing complex regulatory advice, investigations, and strategic counsel to Australia's leading banks, insurers, and fintechs on financial services regulation.
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Senior Manager, Legal & Corporate Governance (Digital Infrastructure) 10+ PQE (CL-OC-49)↗ Nat and Nat Search Pte. Ltd.Singapore, S00, SG 1mo Lead legal governance and corporate compliance for a portfolio of regional entities in the digital infrastructure sector across Asia Pacific.
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Senior Associate Inbound Compliance Analyst (KYC) CartaNew Jersey $71k–$71k1mo Manage end-to-end KYC engagements for inbound requests from asset managers and private equity firms, ensuring accuracy and regulatory compliance across multiple jurisdictions.
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Director, Counsel, Business Legal Western UnionSydney, New South Wales 1mo Counsel in Business Legal Affairs supporting strategic initiatives and business operations for Western Union across the Asia Pacific (APAC) region.
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Solicitor – Banking & Finance – Securitisation/Debt Capital Markets MallesonsMelbourne, Victoria 1mo Solicitor specializing in banking and finance, with a focus on developing expertise in securitisation, derivatives, debt capital markets, and structured products.
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Adviser, Listings Supervision (Perth) AsxPerth, Western Australia 1mo Supervise ASX's listed market by engaging with listed entities and their advisers on legal, regulatory, and governance issues to ensure market integrity.
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APAC Enterprise Risk Management - Associate JPMorganChaseSydney, New South Wales 1mo Implement risk governance structures and support Chief Risk Officers for APAC legal entities by managing regulatory deliverables, overseeing risk frameworks, and acting as secretariat for risk committees.
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Investigator, Trust Accounts The Law Society of NSWSydney, New South Wales 1mo Lead investigations into law practices and legal practitioners to ascertain compliance with trust requirements under the Legal Profession Uniform Law and detect/prevent fraud or defalcation.
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Risk & Compliance Analysts IQ Group AustraliaMelbourne, Victoria 1mo Facilitate and support risk management and compliance activities across the business, ensuring regulatory expectations are met and compliance outcomes are achieved.
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Customer Relations Consultant | Travel & Lifestyle Services American ExpressSydney, New South Wales 1mo Handle sophisticated customer complaints for Travel & Lifestyle Services in ANZ, ensuring compliance and rebuilding customer trust.
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Associate / Senior Associate, Superannuation - Regulatory AllensMelbourne, Victoria 1mo Provide regulatory and advisory services to Australia's leading superannuation funds on major regulatory changes, investigations, prosecutions, mergers, and compliance requirements.
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Banking Reporter News CorpSurry Hills, New South Wales 1mo Investigative journalist covering Australia's banking and financial services sector, including regulatory actions, major deals, and policy developments.
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