Corporate Governance Compliance
1,102 open positions
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Senior Benchmarks Supervision Associate FcaLondon, GB $54k–$54k4d Supervise UK-regulated benchmark administrators and Credit Rating Agencies (CRAs) to ensure market integrity, accurate measures, and efficient capital allocation.
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Senior Manager, Breach Assessment IngSydney, AU 4d Lead the end-to-end breach reporting process, overseeing investigation, assessment, and regulatory reporting for potential breaches.
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Compliance Manager Trading212Portugal 4d Lead the local compliance function for the Portuguese Branch of Trading 212, ensuring adherence to Portuguese Securities Code, CMVM regulations, and EU MiFID II/MiFIR requirements.
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Compliance Manager Business Banking Compliance (Business Lending) Commonwealth-Bank-Of-AustraliaSydney, New South Wales 4d Provide 2nd Line Regulatory Compliance advisory support for Business Lending products, ensuring adherence to regulatory, conduct, and licensing obligations across asset finance, working capital, and corporate finance.
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Governance and Oversight Manager – Perpetual Corporate Trust PerpetualSydney, New South Wales 4d Lead distributor and marketing oversight across managed investment schemes to ensure regulatory compliance and manage operational risk.
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Senior Lawyer, Everyday Banking, Digital & Retail Banking Westpac GroupSydney, New South Wales 4d Provide clear, practical, and strategic legal advice on retail banking matters, supporting product development, regulatory compliance, and customer communication.
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Manager - Enterprise Risk & Compliance (Line 2) AsxSydney, New South Wales 4d Drive risk and compliance frameworks, policies, and controls for ASX's Line 1 businesses to meet regulatory obligations and support a robust risk culture.
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Company Secretary Executive TmfRemote 5d Execute statutory compliance and secretarial functions for corporate clients, ensuring adherence to Indian regulations.
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Strategic Account Manager 3 - German Speaker BehavoxItaly 5d Own the full commercial relationship with complex, highly regulated financial institutions (banks, hedge funds, asset managers, energy firms) to drive retention, expansion, and strategic growth.
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Legal Counsel UAE FassetIndia 5d Provide practical legal support for a regulated banking and investment platform, focusing on commercial contracting, product initiatives, and regulatory compliance in emerging markets.
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Associate General Counsel, Europe & UK StrikeRemote $168k–$168k5d Senior legal lead owning the legal function for Strike's European and UK business, driving regulatory strategy, licensing, and commercial agreements for a Bitcoin-native financial services platform.
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Vice President - Legal GSR MarketsNew York $200k–$300k5d Vice President of Legal providing deal-focused legal support for venture capital, broker-dealer, and asset management businesses, plus U.S. and international securities/crypto regulatory advice.
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Chief Compliance Officer, Meridian Platform Securities AngellistSan Francisco, CA 5d Serve as the firm's designated Chief Compliance Officer (CCO) under FINRA Rule 3130, owning supervisory procedures and acting as the compliance partner for deal teams to review diligence, marketing materials, and private placement memoranda.
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Legal Counsel, Corporate Securities DoordashusaSan Francisco, CA $184k–$184k5d Ensure compliance with securities laws and Nasdaq listing requirements, oversee public disclosures, manage equity programs, and support corporate governance for a public technology company.
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Senior Business Analyst Invest - Freelance DynaFin ConsultingBelgië 5d Translate business and regulatory needs into solutions for investment services, specifically focusing on securities custody and SRD II compliance.
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Product & Privacy Counsel BrexNew York, NY $220k–$220k5d Strategic legal leader scaling privacy programs and providing regulatory advice for a fintech platform serving global businesses.
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Senior Compliance Officer Iq-EqLuxembourg City, lu 5d Support the Board and Senior Management in fulfilling statutory and regulatory obligations by ensuring compliance with laws, regulations, and codes established by regulators, while protecting the company's brand and reputation.
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Mission jusqu'à la fin de l'année - Senior Compliance Officer - 100% SpeciTec SASchweiz 5d Ensuring company activities comply with regulatory requirements, internal policies, and ethical standards.
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Gerente de Cumplimiento AleaticaMéxico 5d Lead the Compliance function across business units, manage internal investigations, and ensure implementation of integrity policies and anti-corruption controls.
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Manager/ Senior Manager, Examinations IBFSG - The Institute of Banking & Finance SingaporeSingapore 5d Manage the development, implementation, and administration of financial sector regulatory and industry examinations to equip finance professionals with ethical conduct and relevant knowledge.
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Company Secretary Merchant Banker Indigo GroupMumbai, Maharashtra 5d Lead end-to-end IPO execution and manage corporate governance, SEBI compliance, and secretarial functions in a pre-IPO or listed environment.
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Legal & Regulatory Counsel, Payments (Kazakhstan) BinanceKazakhstan, Astana 5d Provide end-to-end legal and regulatory support for Binance's licensed payment business in Kazakhstan, covering licensing, regulatory dialogue, contract review, and compliance.
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Business Consultant Jenga Anderson GlobalSingapore 5d Experienced professional supporting regional and international clients across business advisory, corporate services, compliance, and operational consulting functions.
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Compliance Response Specialist I JobgetherRemote $60k–$60k5d Supports the administration and execution of compliance response activities, managing matters from complaints and regulatory examinations to audit inquiries and issue remediation.
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Company Secretarial Specialist Anglo-American-De-Beers-GroupBrisbane, au $0k–$0k5d Provide practical governance advice and support on company secretarial matters, joint venture management, and statutory compliance for unlisted Australian entities in the Steelmaking Coal business.
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Compliance Officer - Associate DbHo Chi Minh, 33 Le Duan Street, VN 5d Provide Level 1 control advice and assist with Level 2 controls and risk assessments for Deutsche Bank's Vietnam activities, including developing internal compliance policies, monitoring regulatory adherence, and supporting Anti-Money Laundering (AML) and…
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Senior Manager, Financial Control & Regulatory Reporting (AIA Investment Management) AiaSingapore, SG-AIA Singapore 5d Ensuring the integrity, accuracy, and compliance of financial and regulatory reporting frameworks for an investment management firm.
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Compliance and Ethics Counsel Associate Manager AccentureBengaluru, IN 5d Associate Manager driving end-to-end compliance monitoring, continuous auditing, and data-driven analysis to assess effectiveness, identify trends/anomalies, and mitigate risks in global legal compliance programs.
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Legal Associate↗ Klar Technologies Sa de Cv SfpCiudad de México, DIF, MX 5d Manage corporate governance, regulatory compliance, and litigation for a fintech company operating in Mexico.
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Energy Trading Compliance Advisor ShellCalifornia - San Diego - Trading Office, US $115k–$115k5d Provide compliance advice and risk mitigation for gas, power, and environmental product origination and trading businesses in the U.S. West and Canada.
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Senior Legal Counsel, Product Legal, Yield AirwallexSG - Singapore 5d Lead counsel for Airwallex's Yield product, providing legal, regulatory, and strategic advice across the full product lifecycle to enable responsible global product growth.
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Resident Advisor in Financial Sector Supervision and Regulation (SARTTAC) (MCMTA) ImfIndia 5d Lead capacity development and technical assistance for financial sector supervision and regulation in South Asia, focusing on the banking sector.
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VP/Counsel - Private Wealth Management AbglobalNashville, Tennessee, US 5d Provide practical, business-oriented legal advice and support to the Private Wealth Management business, covering product development, client arrangements, and regulatory compliance for investment adviser and broker-dealer activities.
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Senior Branch Operations Administrator, Nesbitt Burns BmoMONTREAL, QC, CAN, CA $42k–$42k5d Provides operational support and management of sales compliance and regulatory requirements for a branch or region, ensuring alignment with business objectives and safeguarding customer assets.
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Vice President, Regulatory Compliance UobgroupHong Kong (City Area) 5d Lead regulatory compliance reviews, thematic assessments, and monitoring activities to assess adherence to laws and internal policies, identifying risks and control gaps within a banking branch.
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Consultant Senior Conformité & Contrôle Interne - Entreprises d'Investissement F/H PwCNeuilly-sur-Seine, FR 5d Senior consultant providing regulatory compliance and internal control expertise to investment firms, helping them manage risks and achieve regulatory approvals.
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Sr Manager - Legal & Compliance, Japan FiservTokyo, Roppongi, JP 5d Establishing legal, regulatory, and compliance frameworks for Fiserv's Japan operations, including entity management, corporate governance, and commercial transactions.
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Lead - Rewards 3 GenpactRemote $81k–$81k5d Functional lead for all equity plan administration, including end-to-end management of global equity and ESPP plans, SEC insider transaction reporting, and regulatory compliance.
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Managing Director, Head of Ireland Legal StatestreetDublin 2, Ireland 5d Senior legal leadership for State Street's depositary, custody, and fund administration services in Ireland, providing regulatory counsel and governance advice.
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Regulatory and Privacy Manager ManulifeMakati City, PH 5d Supports the Chief Compliance Officer in overseeing privacy laws, regulatory requirements, and internal policies across Manulife's Philippine operations to ensure adherence to local laws and global standards.
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Compliance Specialist/Political Law BallardspahrDC - Washington, US $115k–$115k5d Provide comprehensive legal and compliance support for nonprofit organizations and Political Action Committees (PACs) by managing daily operations, preparing disclosure reports, and ensuring regulatory adherence.
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Principal AdvisorgroupRemote $70k–$70k5d Customer-facing role supporting Investment Executives by verifying compliance of transactions and documentation for Financial Professionals.
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