Corporate Governance Compliance
1,102 open positions
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Company Secretarial Specialist Anglo AmericanBrisbane, Queensland $0k–$0k3d Provide practical governance advice and support on company secretarial matters, including board approvals, director obligations, entity management, and compliance requirements for unlisted Australian entities.
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Complaint Resolution Manager CfsSydney, New South Wales 3d Manage and resolve escalated internal and external member complaints in the superannuation industry, ensuring regulatory compliance and systemic improvements.
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Senior Policy Advisor AfcaMelbourne, Victoria 3d Shape policy and provide strategic advice on financial services regulation, dispute resolution, and consumer protection using AFCA's unique complaints data.
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Regulatory Lead PricewaterhouseCoopersSydney, New South Wales 3d Lead the firm's response to regulatory matters and build strong, transparent relationships with regulators.
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Junior Company Secretarial Assistant II AtkinsRéalisRemote 4d Provide full secretariat services to the Group and its overseas subsidiaries, focusing on statutory compliance, record-keeping, and entity management.
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Payments & Product Partnerships Counsel, Americas AdyenNew York $160k–$230k4d Principal advisor for building and scaling the legal framework for Adyen's strategic partnerships with card networks, payment methods, financial institutions, and technology partners in the Americas.
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Senior Associate, Compliance Assurance & Testing
ChimeChicago Office
$101k–$101k4d
Lead end-to-end compliance testing for Chime's financial products and services to identify risks and control gaps, ensuring adherence to regulatory requirements and bank partner expectations.
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Deputy General Counsel, Regulatory & Litigation and Chief Compliance Officer Tools for HumanityIndia 4d Lead global regulatory strategy, litigation, investigations, and compliance for a blockchain and digital identity company operating in financial services and emerging tech.
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Independent Non-Executive Resident Director (INED) - Dubai, UAE Hex TrustIndia $10k–$10k4d Provide independent oversight, regulatory compliance, and governance for a Web3/Virtual Asset Service Provider in the Middle East.
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Deputy General Counsel, Head of Americas Legal OkxNew York, United States; San Jose, California, United States; United States (US) 4d Deputy General Counsel shaping regulatory and legal strategy for OKX's US and Americas regulated businesses, advising senior leadership on licensing, partnerships, and corporate matters.
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Associate Legal Compliance Specialist - Mizuho Bank Mizuho BankSingapore 4d Support in-house counsels in reviewing and responding to new laws and regulatory developments to ensure compliance across daily operations.
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Governance & Regulatory Affairs Officer Standard-Bank-GroupKampala, Central Region, ug 4d Ensures the bank adheres to regulatory requirements and internal compliance policies by managing governance processes, risk assessments, and regulatory engagement.
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Jurist im Bereich International Cooperation Eidgenössische Finanzmarktaufsicht FINMASchweiz 4d Act as an intermediary between foreign financial market regulatory authorities and Swiss market participants, handling investigations and enforcement actions.
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Senior Company Secretary and Legal Counsel WestpacNew Zealand 4d Senior governance and legal professional providing strategic leadership to Boards, Committees, and executives to drive governance excellence and ensure robust regulatory compliance.
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Corporate Secretary Confidential JobsSingapore 4d Ensures statutory compliance and supports board governance across global legal entities for a fintech company.
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Corporate Secretarial Executive (Technology Start-Up, Central) Peoplebank AsiaSingapore 4d Oversee corporate secretarial administration, entity management, KYC, and due diligence for a multi-jurisdictional AI infrastructure company across Asia-Pacific.
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AVP/ VP- Global Private Equity Firm- Singapore Polymath SearchSingapore 4d Ensure adherence to MAS regulations and internal governance frameworks for a global private equity firm's APAC operations, acting as a liaison with regulators.
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Abogado General Secretary (Manager) BbvaEspaña 4d Legal advisor to BBVA's governance bodies and Finance area on complex financial and regulatory matters.
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Secretarial & Compliance Mangalam Placement Pvt Ltd.Navi Mumbai, Maharashtra 4d Organize board meetings, manage statutory filings, ensure regulatory compliance, and oversee corporate governance for a financial services entity.
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Legal Counsel PlentiSydney 4d Legal Counsel providing day-to-day legal and regulatory advice to business teams on consumer credit, financial services regulation, commercial agreements, governance, privacy, and disputes.
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Compliance Analyst ExperianMumbai, Maharashtra 4d Managing day-to-day compliance activities, regulatory stakeholder management, open issue tracking, and preparing deliverables for governance meetings and regulators.
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Company Secretary BDO IndiaBangalore, Karnataka 4d Managing corporate compliance, secretarial functions, and legal filings for listed and private entities in India.
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Principal Swap Dealer Compliance Advisor CapitaloneNew York, NY, US $121k–$121k4d Advise Commercial Banking Sales & Trading and Corporate Treasury Derivatives Desk on CFTC/NFA swap regulations and futures exchange rules while managing operational processes for a registered Swap Dealer.
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Director & Legal Counsel, Investment↗ Ontario Teachers' Pension PlanRemote 4d Provide integrated, strategic, and risk-adjusted legal advice across all asset classes in the APAC region for a private equity/asset management firm.
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Senior Counsel VisaCA - Toronto, Canada 4d Providing legal support to internal clients in Visa's Canada Office, focusing on contract management and regulatory compliance for the payments industry.
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VP/AVP, Business Legal and Compliance, Global Financial Markets DbsOne Island East, HK 4d Provide legal and regulatory support for Global Financial Markets' digital asset, virtual asset, tokenisation, and related initiatives while managing risks and advising on transactions and strategic initiatives.
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J. P. Morgan Wealth Management - Suitability Product Team Associate↗ JPMorganChaseJersey City, NJ, US 4d Drive and execute critical regulatory change initiatives to maintain FINRA 2111 obligations and SEC 17a-3 playback letter compliance for the Wealth Management business.
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Senior Compliance Officer HyperiongrpSydney - LV 29, Angel Place, AU 4d Embedding the Compliance Management Framework and supporting compliance maturity across DUAL ANZ by translating regulatory requirements into practical business processes and controls.
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Senior Manager, Compliance Policies, Training & Licensing IngSydney, AU 4d Own and maintain governance frameworks for compliance policies, procedures, licensing (AFSL/ACL), and training/CPD across the bank.
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Executive Director, NASAA Investor Protection and Education Foundation↗ North American Securities Administrators Association NasaaRemote, US $110k–$110k4d Lead the development and growth of the NASAA Investor Protection and Education Foundation from the ground up, shaping its strategic direction and operational performance to empower investors through education and advocacy.
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Sr Regulatory Specialist CboeChicago, IL, US 4d Administer reviews of regulatory filings and rulemaking, support division education and training initiatives, and maintain documentation for regulatory programs and enforcement processes.
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Senior Benchmarks Supervision Associate FcaLondon, GB $54k–$54k4d Supervise UK-regulated benchmark administrators and Credit Rating Agencies (CRAs) to ensure market integrity, accurate measures, and efficient capital allocation.
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Employee Retirement Fund Compliance Officer (Employee Retirement Fund [ERF] Dept.-Financial Team, Non-Civil Service) Dallascityhall1500 MARILLA, US 4d Oversees compliance management, policy development, and operational oversight for the Employee Retirement Fund (ERF) benefits, finance, investments, and administration.
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Senior Field Supervision Manager (Mandarin) ManulifeVancouver, British Columbia, CA $74k–$74k4d Frontline supervisor responsible for Tier 1 daily supervisory activities, compliance reviews, and advisor support for registered financial advisors.
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Senior Company Secretarial Assistant SmithnephewUK - Watford 4d Supporting the governance framework of a global listed organization by ensuring statutory and regulatory compliance across UK and international entities.
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Compliance Advisory Vice President MufgubRemote $133k–$133k4d Senior Compliance Advisory & Market Surveillance Analyst supporting regulatory compliance, market surveillance, governance, and regulatory change management across multiple MUFG entities.
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Compliance Manager Trading212Portugal 4d Lead the local compliance function for the Portuguese Branch of Trading 212, ensuring adherence to Portuguese Securities Code, CMVM regulations, and EU MiFID II/MiFIR requirements.
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Senior Regulatory Compliance Manager CorpayLondon Moorgate - Cross Border, GB 4d Senior Regulatory Compliance Manager ensuring compliance with FCA requirements for cross-border payments and FX/derivatives within a global financial services environment.
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Senior Counsel, Litigation RaymondjamesFL - Saint Petersburg - 880 Carillon Pkwy, US 4d Manages a portfolio of securities-related litigation matters in FINRA arbitration forums and federal/state courts, providing legal advice to senior management and leading outside counsel.
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Restricted Securities Associate MsSandy, Utah, United States of America 4d Execute and support transactions involving restricted or control stock, including Rule 144, Rule 10b5-1 trading plans, and SEC filings for corporate insiders and affiliates.
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Branch Operations Administrator BmoCalgary, AB, CAN, CA $38k–$38k4d Provides operational support and management of sales compliance and regulatory requirements for a bank branch, ensuring proper documentation and safeguarding customer assets.
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Senior Company Secretary and Legal Counsel WestpacnzWestpac on Takutai Square, NZ 4d Senior Company Secretary & Legal Counsel providing strategic governance leadership and trusted legal advice to support strong decision-making across Westpac New Zealand.
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