Corporate Governance Compliance
1,096 open positions
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Deputy Company Secretary, ASX Group AsxSydney Office 1mo Deliver high-quality Board services, maintain governance processes, and support compliance with statutory and regulatory obligations for ASX Group's legal entities.
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Legal Consultant / Negotiator - UMR (Derivatives) AxiomRemote 1mo Negotiate and review UMR (Uncleared Margin Rules)-related trading documents and other derivative documentation for a Global 500 client in the financial services sector.
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Compliance Manager, Consumer Compliance Crypto.comChicago,IL 1mo Lead US compliance reviews for marketing collateral and new product launches, ensuring adherence to consumer protection laws like UDAAP and Reg E.
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(Junior) Consultant (all genders) im Bereich Sanierungs- und Abwicklungsplanung DeloitteRemote $44k–$44k1mo Implementing European and national regulatory requirements for bank recovery and resolution planning (RRP) and crisis preparedness.
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Senior Accountant, Regulatory Reporting Iq-EqRemote 1mo Reviewing complex regulatory reporting outputs to ensure accuracy, timeliness, and compliance with control standards and audit readiness.
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Community Impact Manager II FifththirdChicago, IL $97k–$208k1mo Manage region and state-wide assessment area risk and lead the development of Community Reinvestment Act (CRA) and Community and Economic Development strategies to ensure alignment with regulatory performance goals.
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Senior Associate Regulatory Compliance AirwallexUK - London 1mo Deliver regulatory engagement strategy and licensing responsibilities for Airwallex's UK business, ensuring compliance with FCA rules and managing regulatory examinations.
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Senior Compliance Advisor – Vanguard Personalized Indexing (VPI) | Advice & Wealth Management VanguardMalvern, PA, US 1mo Strategic compliance partner ensuring regulatory integrity and operational excellence for Vanguard's Personalized Indexing Management (VPIM) offering.
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Senior Compliance Controller (French Speaker) | SG Natixis-In-PortugalPortugal, pt 1mo Ensure non-compliance risks are mitigated through a robust control framework for businesses transferred to Natixis Portugal and local support functions, while implementing corporate compliance initiatives.
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Product Compliance Senior Manager - APAC Assets WiseSingapore, sg 1mo Senior Product Compliance Manager ensuring the Assets product (investing stocks/bonds via a checking account) meets regulatory requirements in Singapore and expanding to new APAC markets.
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Compliance Analyst AxiscapitalLondon - Scalpel 1mo Support the design, implementation, monitoring, and delivery of AXIS's Compliance Plan to ensure adherence to legal and regulatory obligations within the Lloyd's insurance market.
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Sr. Specialist - T&S - Training Quality & Policy 4D Genpact1401-G-India: Ph V, STPI, Gurgaon 1mo Develop, implement, and maintain company policies and procedures to ensure compliance with regulations and internal standards.
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Governance, Processes & Controls - Asset & Wealth Management Senior Associate, Milano [OTS] PwCMilan, IT $39k–$39k1mo Transform business processes and regulatory compliance for major Asset & Wealth Management players.
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AO/Alternatives Paralegal AbglobalNashville, Tennessee 1mo Execute legal, compliance, governance, and operational processes for alternative investment funds and private funds.
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Analista de Compliance II - (PCD) ExperianSão Paulo, br 1mo Responsible for operational governance of the Compliance area, ensuring proper management of processes, controls, regulatory demands, and strategic initiatives.
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Compliance Officer - Digital Assets Specialist FlowtradersAmsterdam office 1mo Regulatory advisory, change management, and business-facing compliance support for digital assets trading activities.
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Head of Trade Compliance: Energy & Financial Commodities and Derivatives (REMIT / EMIR / MAR / MiFID II/ FINFRAG) Met-GroupMilan, it 1mo Design, operate, and enhance the compliance framework for physical and financial energy and commodities trading activities, focusing on REMIT, EMIR, MAR, and MiFID II obligations across EU, UK, and Swiss markets.
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Graduate Trainee - Investment Funds (6 months) NrfLuxembourg 1mo Legal trainee supporting the Luxembourg investment funds team with regulatory procedures, legal opinions, and compliance advice for institutional and family office clients.
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Investigator CboeKansas City, MO $72k–$72k1mo Investigate trading activities of Exchange Members to detect violations of Cboe Exchange rules and SEC regulations.
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Regulatory Affairs Counsel CrosscountrymortgageRemote USA 1mo Managing and supporting responses to federal and state regulatory examinations, audits, and inquiries for a distributed retail mortgage lender.
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Legal & Compliance - Conflicts Clearance, VP BlackstoneSan Francisco $165k–$165k1mo VP-level legal and compliance professional managing conflicts clearance, restricted/watch lists, and information walls for a global alternative asset manager.
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SEC Regulations Leader RsmWashington DC Metro 1mo Provides technical expertise on complex SEC reporting and compliance matters to engagement teams and the National Professional Standards Group, developing reporting manuals, tools, and training.
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Senior Associate, Regulatory News Service LsegPHL-Taguig City-CitiPlaza 1mo Review, understand, and release regulatory announcements to global news destinations while providing customer support for submission and formatting.
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Senior Corporate Officer TheapexgroupBudapest, Váci út 1mo Provide company secretarial services for UK client portfolios, ensuring statutory compliance, governance, and best practice advice.
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Chief Compliance Officer, Post-Trade Services TmxToronto - 100 Adelaide St W, CA 1mo Design, implement, and maintain a robust compliance program for CDS Clearing and Depository Services Inc.
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Senior Manager, Risk, Compliance and Ethics FticonsultingWashington, DC $128k–$128k1mo Design, develop, and direct FTI Consulting's Compliance function in the Americas, providing leadership and expert advice on risk, compliance, and ethics programs.
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Wiodący_a Ekspert_ka ds. Strategicznych Relacji Nadzorczych IngPB_Cen_Warszawa (ul. Puławska 2), PL 1mo Leading expert for strategic regulatory and supervisory relations within a major bank, ensuring consistent information flow and managing interactions with key regulators.
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Senior Manager, Financial Reporting AmeripriseCharlotte, North Carolina, US $115k–$115k1mo Lead the preparation and delivery of regulatory and external financial reporting for Ameriprise Bank and Ameriprise Financial, ensuring compliance with FRB, OCC, SEC, and GAAP requirements.
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Legal Counsel, Fintech - New Payments SatispayLuxembourg, Luxembourg 1mo Provide high-level legal guidance on regulatory, contractual, and product matters within the Fintech sector, specifically for payments, e-money, and consumer credit products.
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Senior Transactional Lawyer CartaLondon 1mo Senior legal contact for institutional investors and asset managers, advising on compliance risk factors and ensuring deals close compliantly across private equity, infrastructure, credit, and real estate strategies.
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CST - Associate - Email CST PaytmNoida, Uttar Pradesh 1mo Manage customer grievances, executive escalations, and regulatory complaints across voice and written channels to ensure timely, compliant resolutions.
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Compliance & Risk Manager - 12 Month Contract DimensionalRemote 1mo Ensure regulatory obligations are met, review promotional materials, and implement process improvements to reduce manual administration in an investment management firm.
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Regulatory Reporting_Director_Core Sevices MsCOMMERZ III, OBEROI GARDEN CITY 1mo Lead global independent testing programs for transaction reporting regulations, overseeing risk-based testing, identifying regulatory risks, and driving remediation of control weaknesses to ensure accuracy and timeliness of reporting.
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General Counsel PaxoslabsIn-Person or Remote | NYC Preferred 1mo General Counsel establishing the legal function and driving regulatory strategy for enterprise onchain financial infrastructure including stablecoins and tokenized commodities.
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代表处合规经理 HuaweiXining, China 2mo Conduct compliance reviews for contracts, agreements, and business plans; identify and assess risks to support the development of compliance risk maps and management goals; operate the compliance responsibility system; and support compliance decision-making…
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Compliance Advisor Sr. Manager, Auto Finance CapitalonePlano, TX $162k–$162k2mo Senior Manager providing second-line defense risk management and compliance advice to Auto Finance lines of business to ensure adherence to laws and regulations.
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Regulatory Solutions Analyst (Judicial Orders) - México NubankRemote 2mo Ensure sustainable growth by complying with regulatory requirements regarding financial secrecy and responding to requests from Mexican authorities (CNBV) related to account freezing/unfreezing and blocked individuals.
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Chief Compliance Officer, Swap Dealer FalconXNew York $191k–$252k2mo Lead compliance operations for a registered U.S. Swap Dealer in the digital asset space, ensuring adherence to CFTC, NFA, and Dodd-Frank regulations.
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Senior Analyst, Business Compliance CanadiantirecorporationOakville, ON $64k–$64k2mo Senior Analyst supporting the execution of Regulatory Compliance Management (RCM) Program within the first line of defence for Canadian Tire Bank.
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Manager, Compliance - ACE Guidelines (Dublin) PimcoDublin, IRL 2mo Lead a team to interpret and implement investment guidelines within PIMCO's proprietary compliance platform, translating client and regulatory requirements into actionable rules for portfolio management and trading.
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