Corporate Governance Compliance
1,096 open positions
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Member of Legal, Trading & Licensing AnchorageUnited States 2mo Primary subject matter expert on CFTC and NFA firm-level licensing, guiding the business through the end-to-end registration lifecycle and providing legal counsel on OTC and cleared derivatives.
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Compliance Manager (m/w/d) Scalable-GMBHBerlin, BE, de 2mo Monitor securities and capital market compliance, implement regulatory projects (MiFID II, WpHG), and optimize internal processes using modern tools and AI.
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GRC Financial Services Senior Associate (Governance and Compliance Advisory) PwCAthens 2mo Design governance frameworks, compliance operating models, and regulatory impact assessments to translate regulation into operational reality for clients.
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Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) FinraWashington, DC (Job Posting), US $158k–$158k2mo Strategic regulatory advisor and subject matter expert on market structure, market regulation, and Regulatory Services Agreement (RSA) matters, providing critical leadership in analyzing regulatory developments and shaping organizational positions.
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Gestionnaire de Dossiers KYC confirmé(e) Sopra-SteriaMachelen, Vlaanderen, be 2mo Ensure compliance with AML/KYC legal and regulatory requirements while maintaining direct contact with clients to verify their identities and ownership structures.
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Legal & Compliance - BXMA Compliance, AVP BlackstoneMiami, US $135k–$135k2mo Managing compliance for private investing, open market trading, and information flow within Blackstone's Multi-Asset Investing business unit.
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Sr. Counsel, Digital Assets EarlywarningNew York City, US 2mo Sr. Product Counsel advising on legal and regulatory issues for innovative payment solutions, digital assets, and blockchain technologies.
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Toronto Legal, Risk and Compliance Consultant - 2027 RoberthalfTORONTO 2mo Legal, Risk and Compliance consultant delivering high-quality, client-focused solutions for complex business problems in financial services, technology, and healthcare industries.
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Compliance Analyst InvescoHyderabad, Telangana 2mo Review financial promotion materials and marketing communications for the EMEA region, perform periodic monitoring reviews, and prepare management reports for the Global Marketing Compliance team.
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Binance Accelerator Program- Monitorship BinanceMexico, Mexico City 2mo Provide operational support for compliance and legal projects, including document preparation, deadline tracking, and maintaining organized records within a global blockchain ecosystem.
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Senior Consultant - Risk & Regulatory Compliance SiaHong Kong, hk 2mo Senior Consultant delivering operational strategy, regulatory compliance reviews, and internal control assessments for banks and financial institutions in Hong Kong.
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[쿠팡파이낸셜] 사내 변호사 CoupangSeoul 2mo In-house legal counsel driving business strategy and regulatory compliance for a fintech subsidiary of a major retailer, enabling innovative financial products and services.
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Senior Associate – Issuers & Programmes Bbva28050, MADRID, Madrid 2mo Manage the lifecycle of issuers and structured securities issuance programmes, ensuring compliance with regulatory, legal, and operational requirements.
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Director, Head of Markets Regulatory Affairs & Registrations (U.S. Broker-Dealer)↗ MufgNew York, NY, US 2mo Lead enterprise regulatory affairs, regulatory reporting, licensing, and registration programs for a U.S. broker-dealer, ensuring compliance with FINRA, SEC, and NFA while supporting business growth.
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Sr. Manager, Legal & Compliance Technology AbglobalNashville, Tennessee 2mo Lead the technology portfolio and global team supporting Legal & Compliance, Internal Audit, and Risk functions, driving strategy for surveillance and screening platforms while championing Generative AI adoption.
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Compliance Monitoring Officer LendableLondon 2mo Design and deliver structured compliance monitoring reviews to ensure regulatory obligations are met and identify risks/gaps in consumer credit operations.
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Analyst, Index Governance Operations S&P GlobalNew York, New York $95k–$95k2mo Managing and maintaining the S&P DJI methodology document library to ensure regulatory compliance and clarity for investment benchmarks.
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Functional Training Coordinator SatispayLuxembourg, Luxembourg 2mo Own the strategy, coordination, and continuous improvement of function-specific training within the Product Compliance team to ensure teams have fintech-specific knowledge and practical skills.
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Analyst, Index Governance Operations SpgiNew York, NY $95k–$95k2mo Managing and maintaining the S&P DJI methodology document library to ensure regulatory compliance and clarity for investment benchmarks.
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Compliance Officer CmcmarketsLondon, GB 2mo Second Line of Defence Compliance Officer providing regulatory advice and risk-based monitoring oversight for CMC's UK regulated firms.
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C&AFC - Business Compliance Officer - AVP DbRemote 2mo Provide regulatory compliance guidance and manage control frameworks to ensure adherence to DFSA financial regulations and applicable legislation for the firm's financial services.
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Compliance Advisor Senior Manager CapitaloneMcLean, VA, US $178k–$178k2mo Senior Manager providing strategic compliance support and risk management for the 'New to Credit' credit card business segment.
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Global Senior Payments Counsel XeroAU: Melbourne: (260 Burwood Rd) 2mo Senior legal counsel providing practical, commercial advice on payments and financial services regulation to support Xero's global business expansion.
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Safeguarding Controller - APAC WiseSingapore, sg 2mo Ensure APAC safeguarding control framework compliance for payments, e-money, and investment businesses; coordinate first-line defense assurance and regulatory reporting.
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Fund Product Analyst WellingtonLondon, United Kingdom 2mo Lead coordination for the creation, oversight, and maintenance of regulatory documentation for global commingled funds (equity, fixed income, multi-asset, alternatives) across multiple domiciles.
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Compliance Officer Trading212Limassol 2mo Provide expert compliance advice and ensure regulatory standards are met across products and services, covering product governance, complaints management, and conduct risks.
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Financial Regulatory Reporting Manager MicrosoftIreland, Dublin, Dublin 2mo Own the preparation and submission of financial and prudential regulatory returns to the Central Bank of Ireland, ensuring accuracy, completeness, and timeliness.
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Legal Counsel Capital.ComWarsaw, Mazowieckie, Poland 2mo Legal Counsel supporting global expansion, authorizations, and regulatory compliance for a trading platform.
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Senior Corporate & Governance Paralegal InspirebrandsAtlanta Support Center, US 2mo Senior Paralegal driving corporate governance processes, supporting Board and executive-level activities, and ensuring compliance with securities law and regulatory best practices.
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Director, Legal Counsel - LATAM & Canada PayPalMexico City, Ciudad de Mexico, Mexico 2mo Director of financial regulatory legal counsel guiding PayPal's operations in LATAM and Canada on compliance, risk management, and business strategy.
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VP Fintech Lending Counsel (Hybrid) The BancorpSioux Falls, South Dakota 2mo VP providing practical legal advice and support for The Bancorp's Fintech-sponsored lending activities, including product design, implementation, and ongoing program support.
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Investment Management & Risk Oversight TheapexgroupChelmsford 2mo Oversee delegated investment managers, monitor fund risks (leverage, liquidity, VaR), and ensure regulatory compliance for UCITS/AIFM funds.
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Senior Manager, Investment Products AsxSydney Office 2mo Senior leadership role overseeing the admission, supervision, and regulatory framework for ASX's quoted investment products (ETFs, managed funds, warrants) to ensure market integrity.
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Associate Director, Global Investigations MsdCHN - Shanghai - Shanghai (Tower A), CN 2mo Conduct internal Code of Conduct investigations and support high-risk China internal investigations as confidential and impartial counsel.
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Consumer Compliance and CRA Analyst NubankVirginia 2mo Build and operationalize Community Reinvestment Act (CRA) infrastructure and consumer compliance for a US national bank charter, including developing a CRA Strategic Plan and advising on product compliance.
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Legal Counsel Qred Bank ABStockholm, Sweden 2mo End-to-end ownership of day-to-day legal operations, bridging complex regulatory frameworks and commercial execution for a fintech scale-up.
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Share Plans Senior Specialist MultiverseLondon 2mo Subject-matter expert on employee equity and company secretarial compliance, owning end-to-end administration of equity programmes and corporate governance for a UK/German group.
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Head of Company Secretary Unit↗ Ais40, TH 2mo Lead the Company Secretary function to ensure compliance with SEC/SET regulations and the Public Company Act, serving as a trusted advisor to the Board of Directors on governance matters.
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Senior Manager, Investment Compliance TrowepriceBaltimore, MD $110k–$110k2mo Lead the strategic direction, governance framework, and execution oversight of compliance monitoring activities within the firm's Investment Compliance monitoring system to ensure portfolios are managed in accordance with regulatory and internal restrictions.
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Compliance Business Oversight Manager (US) TDMount Laurel, New Jersey, US $91k–$91k2mo Provide independent second-line oversight of credit card products and servicing activities to ensure alignment with consumer protection laws and regulatory expectations.
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